Xi Yan
嚴曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi Yan (嚴曦), a licensed former licensee with CE reference BRR931. This person has 4.9 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-01 | 2026-09-13 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-01 | 2026-09-13 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-11-01 | 2026-09-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xi Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.