Di Miao

苗地
CE No. BRC197 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di Miao (苗地), a licensed Responsible Officer with CE reference BRC197. Currently licensed at 1 firm(s): Aden Financial Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 7 - Providing automated trading services; Type 9 - Asset management. This person has 5.2 years of SFC licence history. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Aden Financial Group Limited
亞丁金融集團有限公司
RO Type 2 - Dealing in futures contracts 2026-10-23 present
Aden Financial Group Limited
亞丁金融集團有限公司
RO Type 4 - Advising on securities 2026-10-23 present
Aden Financial Group Limited
亞丁金融集團有限公司
RO Type 9 - Asset management 2026-10-23 present
Aden Financial Group Limited
亞丁金融集團有限公司
Rep Type 1 - Dealing in securities 2026-09-11 present
Aden Financial Group Limited
亞丁金融集團有限公司
Rep Type 7 - Providing automated trading services 2026-09-11 present
Aden Financial Group Limited
亞丁金融集團有限公司
Rep Type 2 - Dealing in futures contracts 2026-09-11 2026-10-23
Aden Financial Group Limited
亞丁金融集團有限公司
Rep Type 4 - Advising on securities 2026-09-11 2026-10-23
Aden Financial Group Limited
亞丁金融集團有限公司
Rep Type 9 - Asset management 2026-09-11 2026-10-23
China Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司
RO Type 1 - Dealing in securities 2021-11-24 2026-04-30
China Galaxy International Asset Management (Hong Kong) Co., Limited
中國銀河國際資産管理(香港)有限公司
RO Type 4 - Advising on securities 2021-11-24 2026-04-30
China Galaxy International Asset Management (Hong Kong) Co., Limited
中國銀河國際資産管理(香港)有限公司
RO Type 9 - Asset management 2021-11-24 2026-04-30
China Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司
Rep Type 1 - Dealing in securities 2021-04-28 2021-11-24
China Galaxy International Futures (Hong Kong) Co., Limited
中國銀河國際期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2021-04-28 2026-04-30

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