Xiaodong Liu

劉小東
CE No. BQW090 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaodong Liu (劉小東), a licensed Responsible Officer with CE reference BQW090. Currently licensed at 1 firm(s): JA Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.4 years of SFC licence history. Total licence records on file: 3.

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Licence history

FirmRoleRegulated activityFromTo
JA Securities Limited
金奧證券有限公司
RO Type 9 - Asset management 2022-12-06 present
JA Securities Limited
金奧證券有限公司
RO Type 1 - Dealing in securities 2022-02-17 present
JA Securities Limited
金奧證券有限公司
RO Type 4 - Advising on securities 2022-02-17 present

Worked alongside

The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaodong Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kwong Hing Tsang JA Securities Limited 2022–present
Lingjuan Tian JA Securities Limited 2023–present
Xiaokai Xu JA Securities Limited 2023–2025
Hongjia Liu JA Securities Limited 2024–2026
Yu Jin JA Securities Limited 2024–present
Kin Ching Lee JA Securities Limited 2022–2024
Xin Sun JA Securities Limited 2022–2023
Yufei Yuan JA Securities Limited 2025–present
Rongying Zhang JA Securities Limited 2025–2026
Liying Wang JA Securities Limited 2025–present
Sheng Wang JA Securities Limited 2023–2024
Min Zhu JA Securities Limited 2024–2025
Jie Ao JA Securities Limited 2026–present
Hongmei Zhao JA Securities Limited 2025
Wai Ho Lau JA Securities Limited 2022
Huimin Tang JA Securities Limited 2026–present
Chi Wing Chuk JA Securities Limited 2022

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