Gengshuo Li
李耕碩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gengshuo Li (李耕碩), a licensed former licensee with CE reference BQQ694. This person has 4.9 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-30 | 2026-09-14 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-30 | 2026-09-14 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-06 | 2022-08-12 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-09-06 | 2022-08-12 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-01 | 2022-08-12 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-03-01 | 2022-08-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gengshuo Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.