Xu Zhen
甄旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xu Zhen (甄旭), a licensed former licensee with CE reference BLH877. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Springwell Capital Limited 淞泉資本有限公司 |
RO | Type 4 — Advising on securities | 2023-05-03 | 2023-12-01 |
| Springwell Capital Limited 淞泉資本有限公司 |
RO | Type 9 — Asset management | 2022-07-27 | 2023-12-01 |
| Springwell Capital Limited 淞泉資本有限公司 |
Rep | Type 9 — Asset management | 2022-06-30 | 2022-07-27 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-01 | 2022-05-18 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-04-01 | 2022-05-18 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-27 | 2022-05-18 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-27 | 2022-05-18 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-12-14 | 2020-04-01 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
RO | Type 9 — Asset management | 2017-12-14 | 2020-04-01 |