Sheng Lei
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng Lei (雷胜), a licensed Responsible Officer with CE reference BQP556. Currently licensed at 1 firm(s): SunRiver International Securities Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 4.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-13 | present |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
RO | Type 4 - Advising on securities | 2026-05-13 | present |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-04 | 2026-05-13 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-04 | 2026-05-13 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-12 | 2023-02-15 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-12 | 2023-02-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sheng Lei during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.