Xiaoxing Ni
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxing Ni (倪曉星), a licensed Responsible Officer with CE reference BQM053. Currently licensed at 1 firm(s): Shanghai Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 3.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-06-15 | present |
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-06-15 | present |
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
RO | Type 9 - Asset management | 2023-06-15 | 2024-01-26 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoxing Ni during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jackie Ching Wan Fung | Shanghai Securities (Hong Kong) Limited | 2023–present |
| Tsz Man Yam | Shanghai Securities (Hong Kong) Limited | 2024–present |
| Tat Man Chu | Shanghai Securities (Hong Kong) Limited | 2023 |