Li Peng Chung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Peng Chung, a licensed former licensee with CE reference BPX712. This person has 1.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-05-31 | 2022-07-21 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-05-31 | 2022-07-21 |
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-05-31 | 2022-07-21 |
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-11-06 | 2021-04-07 |
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-08-12 | 2021-04-07 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-08-12 | 2021-04-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Peng Chung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.