Ho Yin Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Wong (黃浩賢), a licensed Responsible Officer with CE reference BPW957. Currently licensed at 1 firm(s): Ubiquant Asset Management Co., Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ubiquant Asset Management Co., Limited | RO | Type 4 - Advising on securities | 2026-04-13 | present |
| Ubiquant Asset Management Co., Limited | RO | Type 9 - Asset management | 2026-04-13 | present |
| Ubiquant Asset Management Co., Limited | Rep | Type 4 - Advising on securities | 2024-01-02 | 2026-04-13 |
| Ubiquant Asset Management Co., Limited | Rep | Type 9 - Asset management | 2024-01-02 | 2026-04-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2020-07-24 | 2023-12-05 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-24 | 2023-12-05 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-07-24 | 2023-12-05 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2020-07-24 | 2023-12-05 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Yin Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yixuan Shu | Ubiquant Asset Management Co., Limited | 2024–present |
| Yufei Sun | Ubiquant Asset Management Co., Limited | 2024–present |
| Yan Zhang | Ubiquant Asset Management Co., Limited | 2024–present |
| Zhongwei Chen | Ubiquant Asset Management Co., Limited | 2024–present |
| Ching Yee Wong | Ubiquant Asset Management Co., Limited | 2024–present |
| Ling Ding | Ubiquant Asset Management Co., Limited | 2024–present |
| Wai Ling Hui | Ubiquant Asset Management Co., Limited | 2024–present |
| Pak Fai Tsui | Ubiquant Asset Management Co., Limited | 2024–2025 |
| Kin Yeung Ng | Ubiquant Asset Management Co., Limited | 2025–present |
| Ye Huang | Ubiquant Asset Management Co., Limited | 2024 |
| Jing Zhou | Ubiquant Asset Management Co., Limited | 2024 |