Yibo Shan
單弋波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yibo Shan (單弋波), a licensed former licensee with CE reference BPG728. This person has 5.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-05-19 | 2026-06-16 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-05-19 | 2026-06-16 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-23 | 2021-11-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-23 | 2021-11-30 |