William Norhan Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Norhan Yu (庾諾行), a licensed Representative with CE reference BOU470. Currently licensed at 1 firm(s): Capital International, Inc.. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 2.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. | Rep | Type 1 - Dealing in securities | 2024-12-09 | present |
| Capital International, Inc. | Rep | Type 4 - Advising on securities | 2024-12-09 | present |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-22 | 2020-11-20 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-24 | 2020-11-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Norhan Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.