Ho Man Joey Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Man Joey Lau (柳浩文), a licensed Responsible Officer with CE reference BOG745. Currently licensed at 2 firm(s): Shacom Futures Limited, Shacom Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 7.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shacom Futures Limited 上商期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-12-11 | present |
| Shacom Futures Limited 上商期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2024-12-11 | present |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-10-28 | present |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 4 - Advising on securities | 2022-10-28 | present |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-06-22 | 2024-12-11 |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-06-22 | 2024-12-11 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-19 | 2022-10-28 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-19 | 2022-10-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Man Joey Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.