Vivian Rivera Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Rivera Chan ( ), a licensed former licensee with CE reference BNU407. This person has 4.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RKD Capital Limited |
RO | Type 1 - Dealing in securities | 2023-01-10 | 2024-08-23 |
| RKD Capital Limited |
RO | Type 4 - Advising on securities | 2022-05-20 | 2024-08-23 |
| RKD Capital Limited |
RO | Type 9 - Asset management | 2022-05-20 | 2024-08-23 |
| Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司 |
RO | Type 4 - Advising on securities | 2019-01-28 | 2021-06-24 |
| Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司 |
RO | Type 9 - Asset management | 2019-01-28 | 2021-06-24 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivian Rivera Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tommy Tin Lok Cheung | Emmanuel Investments Managers Company Limited | 2019–2021 |
| Benson Lin-Fong Chan | RKD Capital Limited | 2022–2024 |
| Cheuk Wang James Chau | RKD Capital Limited | 2023–2024 |
| Hong Nam Lee | RKD Capital Limited | 2022–2023 |
| Alan Tsz Yeung Tam | Emmanuel Investments Managers Company Limited | 2019–2020 |
| Chi Ho Mok | RKD Capital Limited | 2022 |
| Philip King Lun Mok | RKD Capital Limited | 2022 |