Ronald Ka Wai Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Ka Wai Wu (吳嘉偉), a licensed Representative with CE reference BNS228. Currently licensed at 1 firm(s): Oasis Management (Hong Kong). Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 7.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oasis Management (Hong Kong) | Rep | Type 4 - Advising on securities | 2021-02-17 | present |
| Oasis Management (Hong Kong) | Rep | Type 5 - Advising on futures contracts | 2021-02-17 | present |
| Oasis Management (Hong Kong) | Rep | Type 9 - Asset management | 2021-02-17 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2018-10-25 | 2020-12-11 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2018-10-25 | 2020-12-11 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2018-10-25 | 2020-12-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ronald Ka Wai Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.