Yan Zhang
張硏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Zhang (張硏), a licensed Representative with CE reference BNO557. Currently licensed at 1 firm(s): Oppenheimer Investments Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 3.1 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2026-07-06 | present |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2026-07-06 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-27 | 2022-01-07 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-27 | 2022-01-07 |
| Hermitage Capital HK Limited 和暄資本香港有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-20 | 2021-07-07 |
| Hermitage Capital HK Limited 和暄資本香港有限公司 |
Rep | Type 9 - Asset management | 2020-11-20 | 2021-07-07 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-09-20 | 2020-05-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.