Xiaomin Li
李笑旻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaomin Li (李笑旻), a licensed former licensee with CE reference BIE107. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-19 | 2021-06-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-19 | 2021-06-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-06-19 | 2021-06-30 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-25 | 2019-05-09 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-09 | 2018-03-20 |