Kong Wah Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kong Wah Lam (林江華), a licensed Responsible Officer with CE reference BNO549. Currently licensed at 3 firm(s): KuCoin Commodity Futures Limited, KuCoin HK Limited, KuCoin Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 8.1 years of SFC licence history. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KuCoin Commodity Futures Limited | RO | Type 5 - Advising on futures contracts | 2026-06-26 | present |
| KuCoin HK Limited | RO | Type 1 - Dealing in securities | 2026-06-23 | present |
| KuCoin Commodity Futures Limited | RO | Type 2 - Dealing in futures contracts | 2026-06-23 | present |
| KuCoin HK Limited | RO | Type 4 - Advising on securities | 2026-06-23 | present |
| KuCoin Asset Management Limited | RO | Type 9 - Asset management | 2026-06-23 | present |
| KuCoin HK Limited | Rep | Type 1 - Dealing in securities | 2026-04-29 | 2026-06-23 |
| KuCoin Commodity Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2026-04-29 | 2026-06-23 |
| KuCoin HK Limited | Rep | Type 4 - Advising on securities | 2026-04-29 | 2026-06-23 |
| KuCoin Asset Management Limited | Rep | Type 9 - Asset management | 2026-04-29 | 2026-06-23 |
| CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED 泰富證券控股集團有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-16 | 2026-03-31 |
| CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED 泰富證券控股集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-02-16 | 2026-03-31 |
| CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED 泰富證券控股集團有限公司 |
RO | Type 4 - Advising on securities | 2022-02-16 | 2026-03-31 |
| CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED 泰富證券控股集團有限公司 |
RO | Type 9 - Asset management | 2022-02-16 | 2026-03-31 |
| CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED 泰富證券控股集團有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-18 | 2022-02-16 |
| CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED 泰富證券控股集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-09-18 | 2022-02-16 |
| CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED 泰富證券控股集團有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-18 | 2022-02-16 |
| CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED 泰富證券控股集團有限公司 |
Rep | Type 9 - Asset management | 2018-09-18 | 2022-02-16 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Kong Wah Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Muson Shut Shing Cheung | CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED | 2018–2026 |
| Tsan Yeung Lok | CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED | 2019–2026 |
| Geoffrey Fung | CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED | 2021–2026 |
| Sean Tana Srisamang | CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED | 2020–2023 |
| Yui Ho | CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED | 2018–2019 |
| Siu Yung Yeung | KuCoin Asset Management Limited | 2026–present |
| Yat Kan Pun | CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED | 2025–2026 |
| Chung Ho Damon Cheung | CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED | 2022–2023 |
| Tian Zeng | KuCoin Asset Management Limited | 2026–present |
| Cassie Miu | KuCoin Asset Management Limited | 2026–present |
| Ruiqi Yuan | KuCoin Asset Management Limited | 2026–present |
| Ka Yi Emily Hui | KuCoin Asset Management Limited | 2026–present |
| Lu Ren | KuCoin HK Limited | 2026–present |
| Jianjun Huang | CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED | 2026 |