Xiaoxin Chen
陳小欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxin Chen (陳小欣), a licensed former licensee with CE reference BMX949. This person has 3.0 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-27 | 2021-06-07 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-08-27 | 2021-06-07 |
| Provident Futures (Hong Kong) Limited 寶山期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-07-23 | 2021-06-07 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-30 | 2021-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoxin Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.