Kai Pong Tsang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Pong Tsang (曾啟邦), a licensed Representative with CE reference BMW711. Currently licensed at 2 firm(s): Topaz Financial Group Limited, Topaz Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-07-24 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-24 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-24 | present |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 - Asset management | 2019-10-24 | present |
| Ando Asset Management Limited 安道資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-29 | 2019-10-11 |
| Ando Asset Management Limited 安道資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-29 | 2019-10-11 |
| Ando Asset Management Limited 安道資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-05-29 | 2019-10-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Pong Tsang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.