Kin Yan Roy Seto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Yan Roy Seto (司徒健欣), a licensed Responsible Officer with CE reference BMO081. Currently licensed at 1 firm(s): JW Capital Securities Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.0 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 4 - Advising on securities | 2022-07-04 | present |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 9 - Asset management | 2022-07-04 | present |
| FDB Asset Management Limited 灃展資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-06-12 | 2024-05-06 |
| FDB Asset Management Limited 灃展資產管理有限公司 |
RO | Type 9 - Asset management | 2023-06-12 | 2024-05-06 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-05-04 | 2022-03-31 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 9 - Asset management | 2021-05-04 | 2022-03-31 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 - Advising on securities | 2020-07-16 | 2020-09-18 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 9 - Asset management | 2020-07-16 | 2020-09-18 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-19 | 2020-09-18 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-19 | 2020-07-16 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 9 - Asset management | 2020-06-19 | 2020-07-16 |
| YG Capital Management Limited 一信資本管理有限公司 |
RO | Type 9 - Asset management | 2019-07-03 | 2019-12-23 |
| YG International Partners Limited 一信資本國際有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-09 | 2019-12-23 |
| YG Capital Management Limited 一信資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-17 | 2019-12-23 |
| YG Capital Management Limited 一信資本管理有限公司 |
Rep | Type 9 - Asset management | 2018-04-17 | 2019-07-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Yan Roy Seto during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.