Shixin Cai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shixin Cai (蔡時欣), a licensed Representative with CE reference BMH732. Currently licensed at 1 firm(s): Guotai Junan Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 7.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-05 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-02-05 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-02 | 2025-02-05 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-08-02 | 2025-02-05 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-02-22 | 2018-07-16 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2018-02-22 | 2018-07-16 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2018-02-22 | 2018-07-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shixin Cai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.