Li Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Liu (劉麗), a licensed Representative with CE reference BKP926. Currently licensed at 1 firm(s): SBI China Capital Financial Services Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.8 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-17 | present |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-08 | present |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 - Asset management | 2021-06-08 | present |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-04-07 | 2021-05-28 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-13 | 2021-05-28 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-22 | 2019-08-30 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-22 | 2019-08-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.