Wai Lam Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lam Chow (周韋霖), a licensed Responsible Officer with CE reference BJU686. Currently licensed at 2 firm(s): Holly International Financial Holdings Limited, Holly International Asset Management Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 8.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-24 | present |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-01-26 | present |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-11-14 | present |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-14 | 2025-09-02 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-21 | 2021-01-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Lam Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.