Nelson Kai Yip Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Kai Yip Chow (周啟業), a licensed Representative with CE reference BHU289. Currently licensed at 1 firm(s): Yu Ming Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 9.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-17 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-17 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-10-17 | present |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Nelson Kai Yip Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Shing Lam | Yu Ming Investment Management Limited | 2016–present |
| Warren Wa Lun Lee | Yu Ming Investment Management Limited | 2016–present |
| Ming Li | Yu Ming Investment Management Limited | 2016–present |
| Yun Sang Fong | Yu Ming Investment Management Limited | 2016–present |
| Raymond Ka Hei Tam | Yu Ming Investment Management Limited | 2016–present |
| Qian You | Yu Ming Investment Management Limited | 2016–2021 |
| Jingyou Li | Yu Ming Investment Management Limited | 2019–2020 |
| Wai Yang Cheng | Yu Ming Investment Management Limited | 2016–2018 |