Xiaoya Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoya Li (李瀟雅), a licensed Representative with CE reference BHM189. Currently licensed at 2 firm(s): China International Capital Corporation Hong Kong Securities Limited, China International Capital Corporation Hong Kong Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 8.2 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-09 | present |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-11-09 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-09 | present |
| China Silver Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-05-19 | 2018-09-12 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoya Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.