Pu Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pu Liu (劉璞), a licensed Representative with CE reference BHH899. Currently licensed at 1 firm(s): Rongtong Global Investment Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-08-09 | present |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-08-09 | present |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-08-09 | present |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-28 | 2024-01-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2023-08-28 | 2024-01-31 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-18 | 2017-12-27 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-18 | 2017-12-27 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-04-18 | 2017-12-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pu Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.