Tian Zhao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Zhao (趙恬), a licensed Responsible Officer with CE reference BGW991. Currently licensed at 1 firm(s): SIIC Capital (Hong Kong) Investment Management Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
RO | Type 4 - Advising on securities | 2022-08-16 | present |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
RO | Type 9 - Asset management | 2021-01-05 | present |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2020-02-28 | 2020-09-14 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Tian Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.