Yahua Zhu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yahua Zhu (朱亞驊), a licensed Responsible Officer with CE reference BGN043. Currently licensed at 1 firm(s): Sinohope Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.1 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2025-01-03 | present |
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
RO | Type 4 - Advising on securities | 2024-06-18 | present |
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
RO | Type 9 - Asset management | 2024-06-18 | present |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-22 | 2022-06-24 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-22 | 2022-06-24 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 9 - Asset management | 2022-04-22 | 2022-06-24 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-11 | 2021-12-10 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 - Asset management | 2019-01-11 | 2021-12-10 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-21 | 2021-12-10 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-20 | 2018-07-11 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-03-20 | 2018-07-11 |
| Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-16 | 2016-05-31 |
| Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-12-16 | 2016-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yahua Zhu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.