Alan Yue Lung Ma
馬裕龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Yue Lung Ma (馬裕龍), a licensed former licensee with CE reference BGM556. This person has 7.0 years of SFC licence history. Total licence records on file: 12.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-07-28 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-07-28 | 2023-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-07-28 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-07-28 | 2023-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-28 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-28 | 2023-03-02 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-21 | 2021-06-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-21 | 2021-06-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-21 | 2021-06-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-12-09 | 2021-06-18 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-10-05 | 2020-11-06 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-11 | 2018-09-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Yue Lung Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Meng Hua Ng | BOCI Asia Limited | 2015–2018 |
| Chunming Song | BOCI Asia Limited | 2015–2018 |
| Lianfu Liu | BOCI Asia Limited | 2015–2018 |
| Pan Li | BOCI Asia Limited | 2015–2018 |
| Houze Xu | BOCI Asia Limited | 2015–2018 |
| Xiaohui Xu | BOCI Asia Limited | 2015–2018 |
| Wan Yee Chong | BOCI Asia Limited | 2015–2018 |
| Xiaolu Chen | BOCI Asia Limited | 2015–2018 |
| Xiao Liu | BOCI Asia Limited | 2015–2018 |
| Yi Shen | BOCI Asia Limited | 2015–2018 |
| Chun Yee Wong | BOCI Asia Limited | 2015–2018 |
| Yanruo Wang | BOCI Asia Limited | 2015–2018 |
| Huang Zhong Ye | BOCI Asia Limited | 2015–2018 |
| Guilin Zhang | BOCI Asia Limited | 2015–2018 |
| Diya A | BOCI Asia Limited | 2015–2018 |
| Shuai Guo | BOCI Asia Limited | 2015–2018 |
| Zhi Zhang | BOCI Asia Limited | 2015–2018 |
| Lecheng Jiang | BOCI Asia Limited | 2015–2018 |
| Siyi Zhang | BOCI Asia Limited | 2015–2018 |
| Congcong Nie | BOCI Asia Limited | 2015–2018 |