Maxime Brel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maxime Brel, a licensed former licensee with CE reference BFZ187. This person has 6.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 - Asset management | 2020-09-22 | 2022-06-28 |
| Qantex Capital Markets Limited | Rep | Type 1 - Dealing in securities | 2020-05-08 | 2020-08-21 |
| Qantex Capital Markets Limited | Rep | Type 2 - Dealing in futures contracts | 2020-05-08 | 2020-08-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-09 | 2019-09-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-04-09 | 2019-09-12 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-10 | 2018-01-26 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-10 | 2018-01-26 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2015-08-10 | 2018-01-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Maxime Brel during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.