Siu Wa Yung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wa Yung (翁少華), a licensed Responsible Officer with CE reference BFR053. Currently licensed at 1 firm(s): Summit Asset Management Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Summit Asset Management Company Limited 駿嶽資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-12-15 | present |
| Summit Asset Management Company Limited 駿嶽資產管理有限公司 |
RO | Type 9 - Asset management | 2023-12-15 | present |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-05-22 | 2023-03-01 |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 |
RO | Type 9 - Asset management | 2019-05-22 | 2023-03-01 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-08 | 2018-10-25 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-10-08 | 2018-10-25 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2018-02-09 | 2018-10-25 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-12-28 | 2018-02-09 |
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-28 | 2017-10-31 |
| DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-28 | 2017-10-31 |
| DSG Asset Management (HK) Company Limited 德誠環球資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2015-11-18 | 2017-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Wa Yung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.