Ka Lun Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lun Li (李嘉倫), a licensed Responsible Officer with CE reference BFL413. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.4 years of SFC licence history. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2026-08-03 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-08-03 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 9 - Asset management | 2026-08-03 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-05-27 | 2026-08-03 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-05-27 | 2026-08-03 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2026-05-27 | 2026-08-03 |
| Da Wan Asset Management Limited 大灣區資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-12-12 | 2025-12-09 |
| Da Wan Asset Management Limited 大灣區資產管理有限公司 |
RO | Type 9 - Asset management | 2019-12-12 | 2025-12-09 |
| Da Wan Asset Management Limited 大灣區資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-14 | 2019-12-12 |
| Da Wan Asset Management Limited 大灣區資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-11-14 | 2019-12-12 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-05 | 2019-08-23 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-02-05 | 2019-08-23 |
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2015-05-18 | 2015-09-18 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2015-05-18 | 2015-09-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lun Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.