Ivy Lok Ping Pan
潘樂平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivy Lok Ping Pan (潘樂平), a licensed former licensee with CE reference ADZ359. This person has 4.9 years of SFC licence history. Total licence records on file: 11.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glenworth Capital Limited | RO | Type 4 - Advising on securities | 2021-07-08 | 2023-08-31 |
| Glenworth Capital Limited | RO | Type 9 - Asset management | 2021-07-08 | 2023-08-31 |
| Glenworth Capital Limited | Rep | Type 4 - Advising on securities | 2021-06-11 | 2021-07-08 |
| Glenworth Capital Limited | Rep | Type 9 - Asset management | 2021-06-11 | 2021-07-08 |
| Greatwalle (International) Asset Management Co., Limited 長城匯理(國際)資産管理有限公司 |
RO | Type 4 - Advising on securities | 2021-04-30 | 2021-06-01 |
| Greatwalle (International) Asset Management Co., Limited 長城匯理(國際)資産管理有限公司 |
RO | Type 9 - Asset management | 2021-04-30 | 2021-06-01 |
| Aesop Asset Management Limited 晉灃資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-05-02 | 2018-10-01 |
| Aesop Asset Management Limited 晉灃資產管理有限公司 |
RO | Type 9 - Asset management | 2018-05-02 | 2018-10-01 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-11-22 | 2018-04-30 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 9 - Asset management | 2016-11-22 | 2018-04-30 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-30 | 2004-12-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ivy Lok Ping Pan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.