Fang Zeng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fang Zeng (曾方), a licensed Representative with CE reference BFC671. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-28 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-28 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-01-28 | present |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-24 | 2022-01-16 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-24 | 2022-01-16 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-07-24 | 2022-01-16 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-22 | 2019-06-30 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-22 | 2019-06-30 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 - Asset management | 2017-11-22 | 2019-06-30 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-16 | 2017-11-01 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-03-16 | 2017-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fang Zeng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.