Sing Yip Tso
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Yip Tso (曹鑫業), a licensed Responsible Officer with CE reference BEE485. Currently licensed at 1 firm(s): 313 Capital Management Limited. Active regulated activities: Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 8.4 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 - Advising on securities | 2026-03-20 | present |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 - Asset management | 2026-03-20 | present |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-02-09 | present |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2026-02-09 | present |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-02-09 | 2026-03-20 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 - Asset management | 2026-02-09 | 2026-03-20 |
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-24 | 2026-01-20 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-05-24 | 2026-01-20 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 - Asset management | 2023-05-24 | 2026-01-20 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-03 | 2023-05-24 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-03 | 2023-05-24 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-05-03 | 2023-05-24 |
| Little Girl Securities (International) Limited 小女孩證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-09 | 2023-03-19 |
| Little Girl Securities (International) Limited 小女孩證券國際有限公司 |
RO | Type 4 - Advising on securities | 2022-12-09 | 2023-03-19 |
| Little Girl Securities (International) Limited 小女孩證券國際有限公司 |
RO | Type 9 - Asset management | 2022-12-09 | 2023-03-19 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-09 | 2022-08-05 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 4 - Advising on securities | 2020-03-09 | 2022-08-05 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-04 | 2020-03-09 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-04 | 2020-03-09 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 - Asset management | 2018-10-04 | 2022-08-05 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 - Asset management | 2018-06-01 | 2018-08-31 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-01 | 2018-08-31 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-01 | 2018-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sing Yip Tso during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.