Tin Pui Kwok
郭天培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Pui Kwok (郭天培), a licensed former licensee with CE reference BDQ196. This person has 1.7 years of SFC licence history. Total licence records on file: 8.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-16 | 2021-08-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-23 | 2019-05-24 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2019-04-23 | 2019-05-24 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-27 | 2019-03-25 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-27 | 2019-03-25 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 - Asset management | 2018-11-27 | 2019-03-25 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-26 | 2015-08-19 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-06-26 | 2015-08-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tin Pui Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.