Yee Tak Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Tak Lee (李以德), a licensed Responsible Officer with CE reference BCZ916. Currently licensed at 1 firm(s): Monmonkey Group Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 12.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Monmonkey Group Securities Limited 大聖證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-10 | present |
| Monmonkey Group Securities Limited 大聖證券有限公司 |
RO | Type 4 - Advising on securities | 2016-11-10 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-12-10 | 2016-10-28 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-22 | 2016-10-28 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-04-22 | 2016-10-28 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-24 | 2015-04-11 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-24 | 2015-04-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yee Tak Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.