Yan Wang
王妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Wang (王妍), a licensed Responsible Officer with CE reference BCZ172. Currently licensed at 1 firm(s): GL China Equity HK Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GL China Equity HK Management Limited | RO | Type 4 - Advising on securities | 2021-11-23 | present |
| GL China Equity HK Management Limited | RO | Type 9 - Asset management | 2021-11-23 | present |
| GL China Equity HK Management Limited | Rep | Type 4 - Advising on securities | 2021-08-31 | 2021-11-23 |
| GL China Equity HK Management Limited | Rep | Type 9 - Asset management | 2021-08-31 | 2021-11-23 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-02 | 2021-04-25 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-03-02 | 2021-04-25 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-02-25 | 2014-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.