Xiaoxi Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxi Yu (余晓曦), a licensed Representative with CE reference BCV191. Currently licensed at 1 firm(s): CCB International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 9.6 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2025-11-06 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2025-11-06 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-11-06 | present |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2024-06-06 | 2025-10-22 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2023-11-14 | 2024-06-06 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-15 | 2023-11-14 |
| SPDB International Securities Limited 浦銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-15 | 2025-10-22 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-09-15 | 2025-10-22 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-26 | 2023-06-18 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-26 | 2023-06-18 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-07-26 | 2023-06-18 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-24 | 2017-06-30 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-24 | 2017-06-30 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2016-10-24 | 2017-06-30 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-25 | 2014-04-30 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-02-25 | 2014-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoxi Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.