Ye Shi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye Shi (施曄), a licensed Representative with CE reference BCN600. Currently licensed at 1 firm(s): CNCB (Hong Kong) Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 12.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-02 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-02 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-06-02 | present |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-02 | 2020-04-19 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-02 | 2020-04-19 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-21 | 2018-02-28 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-19 | 2018-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ye Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.