Geng Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geng Chen (陳耕), a licensed Responsible Officer with CE reference BCN383. Currently licensed at 1 firm(s): VERACITY INVESTMENT CO., LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
RO | Type 4 - Advising on securities | 2019-06-21 | present |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
RO | Type 9 - Asset management | 2019-06-21 | present |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-09 | present |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-06 | 2017-11-09 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-06 | 2019-06-21 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
Rep | Type 9 - Asset management | 2017-11-06 | 2019-06-21 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-18 | 2017-10-27 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-16 | 2017-01-18 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-03 | 2017-10-27 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 - Asset management | 2014-01-03 | 2017-10-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Geng Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.