Kwong Ming Wan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Ming Wan (溫光明), a licensed Responsible Officer with CE reference BCD636. Currently licensed at 2 firm(s): Kingsway Financial Services Group Limited, Kingsway Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 12.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2024-08-14 | present |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-08-14 | present |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-07-29 | 2024-08-14 |
| Sorrento Capital Limited 擎天資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-07-09 | 2022-07-07 |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-12-17 | 2019-06-26 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-10-02 | 2015-11-30 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-16 | 2015-02-24 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-01-16 | 2015-02-24 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-28 | 2014-01-14 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-28 | 2014-01-14 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-10-28 | 2014-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Ming Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.