Sai Ho Lam
林世豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Ho Lam (林世豪), a licensed Responsible Officer with CE reference BBP886. Currently licensed at 1 firm(s): CFTC Asset Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.6 years of SFC licence history. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CFTC Asset Management (Hong Kong) Limited 中芯聚源資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-09-24 | present |
| CFTC Asset Management (Hong Kong) Limited 中芯聚源資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2026-09-24 | present |
| CFTC Asset Management (Hong Kong) Limited 中芯聚源資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-08-04 | 2026-09-24 |
| CFTC Asset Management (Hong Kong) Limited 中芯聚源資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2026-08-04 | 2026-09-24 |
| Sigma Management Limited 思格有限公司 |
RO | Type 4 - Advising on securities | 2025-11-19 | 2026-05-20 |
| Sigma Management Limited 思格有限公司 |
RO | Type 9 - Asset management | 2025-11-19 | 2026-05-20 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-07 | 2023-11-02 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-07 | 2023-11-02 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 9 - Asset management | 2022-09-07 | 2023-11-02 |
| Well King Asset Management Limited 華國資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-03-04 | 2022-07-05 |
| Well King Asset Management Limited 華國資產管理有限公司 |
RO | Type 9 - Asset management | 2022-03-04 | 2022-07-05 |
| Well King Asset Management Limited 華國資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-10 | 2022-03-04 |
| Well King Asset Management Limited 華國資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-08-10 | 2022-03-04 |
| HSZ (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-11-06 | 2018-12-04 |
| HSZ (Hong Kong) Limited | Rep | Type 9 - Asset management | 2015-11-06 | 2018-12-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-18 | 2015-07-11 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-16 | 2015-04-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-16 | 2015-04-02 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-14 | 2014-03-29 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-14 | 2014-03-29 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-08-14 | 2014-03-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sai Ho Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.