Ni Wang
王霓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ni Wang (王霓), a licensed former licensee with CE reference BAV555. This person has 7.8 years of SFC licence history. Total licence records on file: 7.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Swiss China Capital Limited | Rep | Type 1 - Dealing in securities | 2017-08-16 | 2019-07-25 |
| Swiss China Capital Limited | Rep | Type 4 - Advising on securities | 2017-08-16 | 2022-10-05 |
| Swiss China Capital Limited | Rep | Type 9 - Asset management | 2017-08-16 | 2022-10-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-20 | 2015-10-17 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-07 | 2015-10-17 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2013-02-07 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2013-02-07 | 2013-08-31 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Ni Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Laurent Bernard Kretz | Swiss China Capital Limited | 2017–2022 |
| Philippe Olivier Kretz | Swiss China Capital Limited | 2017–2022 |
| Julian Gregory Laurin | Swiss China Capital Limited | 2017–2022 |
| Yucai Li | Swiss China Capital Limited | 2017–2019 |
| Xin Qiu | Swiss China Capital Limited | 2019–2020 |
| Jiahua Chen | Swiss China Capital Limited | 2017–2019 |
| Esther Wai Ping Wong | Swiss China Capital Limited | 2018–2019 |
| Shen Chen | Swiss China Capital Limited | 2020–2022 |
| Gregor Abraham Conrad | Swiss China Capital Limited | 2017–2018 |
| Mi Zhou | Swiss China Capital Limited | 2017–2018 |
| Fabien Angelo Steiner | Swiss China Capital Limited | 2019 |
| Pei-Hsuan Huang | Swiss China Capital Limited | 2017 |
| Nan Xia | Swiss China Capital Limited | 2018 |