Ming Li
李明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Li (李明), a licensed former licensee with CE reference BAV336. This person has 13.5 years of SFC licence history. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-10 | 2026-10-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-10-10 | 2026-10-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-10 | 2026-10-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2024-10-10 | 2026-10-22 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-08-17 | 2024-09-06 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2022-08-17 | 2024-09-06 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-08-17 | 2024-09-06 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-13 | 2024-09-06 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-13 | 2024-09-06 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-10-03 | 2021-03-16 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-16 | 2021-03-16 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-16 | 2021-03-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-05 | 2019-07-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-02-05 | 2019-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Billy Yee Piu Lai | Guotai Junan FX Limited | 2022–2024 |
| Wai Kwong Tsoi | Guotai Junan FX Limited | 2022–2024 |
| Tze Fung Yeung | Guotai Junan FX Limited | 2022–2024 |
| Sida Chen | Guotai Junan FX Limited | 2022–2024 |
| Chi Hang Cheung | Guotai Junan FX Limited | 2022–2024 |
| Chung Him Chi | Guotai Junan FX Limited | 2022–2024 |
| Kin Chung Hon | Guotai Junan FX Limited | 2022–2024 |
| King Lung Hui | Guotai Junan FX Limited | 2022–2024 |
| Rainky Ming Xi Hung | Guotai Junan FX Limited | 2022–2024 |
| David Ho Hung Kwok | Guotai Junan FX Limited | 2022–2024 |
| Lap Wa Kwok | Guotai Junan FX Limited | 2022–2024 |
| Pui Chuen Kwong | Guotai Junan FX Limited | 2022–2024 |
| Shu Hon Lam | Guotai Junan FX Limited | 2022–2024 |
| Tat Hung Lam | Guotai Junan FX Limited | 2022–2024 |
| Benedict Chun Yin Lee | Guotai Junan FX Limited | 2022–2024 |
| Wang Sun Lee | Guotai Junan FX Limited | 2022–2024 |
| Kei Chi Ng | Guotai Junan FX Limited | 2022–2024 |
| Kit Long See | Guotai Junan FX Limited | 2022–2024 |
| Ka Kit Suen | Guotai Junan FX Limited | 2022–2024 |
| Ming Kong Tai | Guotai Junan FX Limited | 2022–2024 |