Iris Chin Yan Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Iris Chin Yan Lai (賴展昕), a licensed Responsible Officer with CE reference BAU634. Currently licensed at 1 firm(s): Mingshi Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mingshi Investment Management Limited 鳴石投資(香港)管理有限公司 |
RO | Type 4 - Advising on securities | 2023-06-05 | present |
| Mingshi Investment Management Limited 鳴石投資(香港)管理有限公司 |
RO | Type 9 - Asset management | 2021-09-16 | present |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 - Asset management | 2020-09-15 | 2021-09-15 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-24 | 2020-04-14 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
RO | Type 9 - Asset management | 2018-05-30 | 2020-04-14 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-19 | 2020-02-14 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-09 | 2020-04-14 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-03-09 | 2018-05-30 |
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-28 | 2017-02-24 |
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 9 - Asset management | 2015-08-28 | 2017-02-24 |
| Ortus Capital Management Limited 泓策投資管理有限公司 |
Rep | Type 9 - Asset management | 2013-01-31 | 2015-07-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Iris Chin Yan Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.