Xutong Liu
劉旭彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xutong Liu (劉旭彤), a licensed Responsible Officer with CE reference BAC151. Currently licensed at 1 firm(s): Alioth Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alioth Capital Limited 恒量資本有限公司 |
RO | Type 4 - Advising on securities | 2020-09-25 | present |
| Alioth Capital Limited 恒量資本有限公司 |
RO | Type 9 - Asset management | 2020-09-25 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-11 | 2020-09-07 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-22 | 2016-10-31 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Xutong Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hao Li | Alioth Capital Limited | 2020–present |
| Wing Tsui Ivy Lai | Alioth Capital Limited | 2020–2026 |