Liyun Gao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liyun Gao (高麗韞), a licensed Representative with CE reference BAB050. Currently licensed at 2 firm(s): Goldman Sachs (Asia) L.L.C., Goldman Sachs (Asia) Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 12.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2023-03-16 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2018-08-30 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-08-30 | present |
| R.J. O'Brien & Associates HK Limited | Rep | Type 2 - Dealing in futures contracts | 2013-12-06 | 2017-05-26 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-08 | 2013-07-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Liyun Gao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.