Tao Chen
陳韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Chen (陳韜), a licensed Responsible Officer with CE reference AZY872. Currently licensed at 1 firm(s): OSL Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 11.8 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OSL Asset Management Limited | RO | Type 1 - Dealing in securities | 2025-09-02 | present |
| OSL Asset Management Limited | RO | Type 4 - Advising on securities | 2025-09-02 | present |
| OSL Asset Management Limited | Rep | Type 9 - Asset management | 2025-09-02 | 2025-11-11 |
| BOSC International Securities Limited 上銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-02-09 | 2023-08-17 |
| BOSC International Securities Limited 上銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2023-02-09 | 2023-08-17 |
| BOSC International Securities Limited 上銀國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-02-09 | 2023-08-17 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-01-24 | 2023-05-17 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-25 | 2023-05-17 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 4 - Advising on securities | 2018-10-25 | 2023-05-17 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-17 | 2018-10-25 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-17 | 2018-10-25 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-16 | 2017-05-02 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-02-16 | 2017-05-02 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-27 | 2017-02-03 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-27 | 2017-02-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tao Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.