Sunny Ho Sun Chan
陳灝燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunny Ho Sun Chan (陳灝燊), a licensed former licensee with CE reference ABG920. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOSC International Securities Limited 上銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-09 | 2023-08-02 |
| BOSC International Securities Limited 上銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2023-02-09 | 2023-08-02 |
| BOSC International Securities Limited 上銀國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-02-09 | 2023-08-02 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 4 — Advising on securities | 2016-09-22 | 2023-05-17 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-28 | 2023-05-17 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-07-28 | 2023-05-17 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-08-28 | 2014-08-01 |
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-12-05 | 2014-08-01 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-27 | 2014-08-01 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 4 — Advising on securities | 2010-10-27 | 2014-08-01 |
| Winco Securities Company Limited 匯濤證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-01 | 2010-07-01 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2004-07-20 | 2008-11-28 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-12-19 | 2008-11-28 |